| Date | Fund | Direction | Ticker | CUSIP | Company | Shares | % of ETF | |
|---|---|---|---|---|---|---|---|---|
| 1 | 2021-08-19 | ARKF | Buy | PLTR | 69608A108 | PALANTIR TECHNOLOGIES INC | 251,100 | 0.1768 |
| 2 | 2021-08-19 | ARKF | Sell | 1833HK | G71139102 | PING AN HEALTHCARE AND TECHNOLOGY CO LTD | 524,000 | 0.1301 |
| 3 | 2021-08-19 | ARKG | Buy | ZY | 98985X100 | ZYMERGEN INC | 109,777 | 0.0136 |
| 4 | 2021-08-19 | ARKG | Buy | SURF | 86877M209 | SURFACE ONCOLOGY INC | 86,170 | 0.0059 |
| 5 | 2021-08-19 | ARKG | Buy | SRNG | G8354H126 | SOARING EAGLE ACQUISITION CORP | 435,860 | 0.0543 |
| 6 | 2021-08-19 | ARKG | Buy | SMFR | 81663L101 | SEMA4 HOLDINGS CORP | 176,046 | 0.0205 |
| 7 | 2021-08-19 | ARKG | Buy | RPTX | 760273102 | REPARE THERAPEUTICS INC | 18,596 | 0.0076 |
| 8 | 2021-08-19 | ARKG | Buy | DYNS | 268010105 | DYNAMICS SPECIAL PURPOSE CORP | 3,110 | 0.0004 |
| 9 | 2021-08-19 | ARKG | Buy | QSI | 74765K105 | QUANTUM-SI INC | 159,178 | 0.0169 |
| 10 | 2021-08-19 | ARKG | Buy | MASS | 65443P102 | 908 DEVICES INC | 1,340 | 0.0005 |
| 11 | 2021-08-19 | ARKG | Sell | RHHBY | 771195104 | ROCHE HOLDING AG | 177,900 | 0.1124 |
| 12 | 2021-08-19 | ARKG | Sell | SRPT | 803607100 | SAREPTA THERAPEUTICS INC | 17,408 | 0.0161 |
| 13 | 2021-08-19 | ARKG | Sell | PSTI | 72940R300 | PLURISTEM THERAPEUTICS INC | 7,224 | 0.0003 |
| 14 | 2021-08-19 | ARKK | Buy | VCYT | 92337F107 | VERACYTE INC | 1,179 | 0.0002 |
| 15 | 2021-08-19 | ARKK | Buy | TSP | 90089L108 | TUSIMPLE HOLDINGS INC | 313,462 | 0.0528 |
| 16 | 2021-08-19 | ARKK | Buy | SGFY | 82671G100 | SIGNIFY HEALTH INC | 149,483 | 0.0177 |
| 17 | 2021-08-19 | ARKK | Buy | NTLA | 45826J105 | INTELLIA THERAPEUTICS INC | 24,047 | 0.0173 |
| 18 | 2021-08-19 | ARKK | Buy | EDIT | 28106W103 | EDITAS MEDICINE INC | 33,416 | 0.0093 |
| 19 | 2021-08-19 | ARKK | Buy | CRSP | H17182108 | CRISPR THERAPEUTICS AG | 30,000 | 0.0168 |
| 20 | 2021-08-19 | ARKK | Buy | BEAM | 07373V105 | BEAM THERAPEUTICS INC | 44,996 | 0.0212 |
| 21 | 2021-08-19 | ARKK | Sell | MCRB | 81750R102 | SERES THERAPEUTICS INC | 10,974 | 0.0003 |
| 22 | 2021-08-19 | ARKK | Sell | NSTG | 63009R109 | NANOSTRING TECHNOLOGIES INC | 47,361 | 0.0114 |
| 23 | 2021-08-19 | ARKK | Sell | DOCU | 256163106 | DOCUSIGN INC | 51,743 | 0.0705 |
| 24 | 2021-08-19 | ARKK | Sell | SQ | 852234103 | SQUARE INC | 41,400 | 0.0506 |
| 25 | 2021-08-19 | ARKQ | Buy | SPFR | G50740102 | JAWS SPITFIRE ACQUISITION CORP | 10,438 | 0.0039 |
| 26 | 2021-08-19 | ARKQ | Buy | MKFG | 57064N102 | MARKFORGED HOLDING CORP | 77,409 | 0.0254 |
| 27 | 2021-08-19 | ARKQ | Buy | KMTUY | 500458401 | KOMATSU LTD | 21,426 | 0.0198 |
| 28 | 2021-08-19 | ARKQ | Buy | AVAV | 008073108 | AEROVIRONMENT INC | 10,422 | 0.0385 |
| 29 | 2021-08-19 | ARKQ | Sell | XONE | 302104104 | EXONE CO/THE | 59,797 | 0.0519 |
| 30 | 2021-08-19 | ARKW | Buy | GENI | G3934V109 | GENIUS SPORTS LTD | 343,796 | 0.1056 |
| 31 | 2021-08-19 | ARKW | Buy | KVSB | 482505104 | KHOSLA VENTURES ACQUISITION CO II | 10,377 | 0.0019 |
| 32 | 2021-08-19 | ARKW | Buy | LPSN | 538146101 | LIVEPERSON INC | 300 | 0.0003 |