| Date | Fund | Direction | Ticker | CUSIP | Company | Shares | % of ETF | |
|---|---|---|---|---|---|---|---|---|
| 1 | 2021-03-03 | ARKF | Buy | KSPILI | 48581R205 | KASPI.KZ JSC | 2,651 | 0.0042 |
| 2 | 2021-03-03 | ARKG | Buy | VEEV | 922475108 | VEEVA SYSTEMS INC | 75,900 | 0.2060 |
| 3 | 2021-03-03 | ARKG | Buy | TXG | 88025U109 | 10X GENOMICS INC | 49,218 | 0.0839 |
| 4 | 2021-03-03 | ARKG | Buy | SRPT | 803607100 | SAREPTA THERAPEUTICS INC | 87,700 | 0.0762 |
| 5 | 2021-03-03 | ARKG | Buy | RPTX | 760273102 | REPARE THERAPEUTICS INC | 16,969 | 0.0053 |
| 6 | 2021-03-03 | ARKG | Buy | ONEM | 68269G107 | 1LIFE HEALTHCARE INC | 169,564 | 0.0750 |
| 7 | 2021-03-03 | ARKG | Buy | MASS | 65443P102 | 908 DEVICES INC | 126,362 | 0.0635 |
| 8 | 2021-03-03 | ARKG | Buy | BFLY | 124155102 | BUTTERFLY NETWORK INC | 390,584 | 0.0650 |
| 9 | 2021-03-03 | ARKG | Buy | CMLF | 18978W109 | CM LIFE SCIENCES INC | 332,617 | 0.0604 |
| 10 | 2021-03-03 | ARKG | Buy | CDXS | 192005106 | CODEXIS INC | 16,991 | 0.0035 |
| 11 | 2021-03-03 | ARKG | Buy | ACCD | 00437E102 | ACCOLADE INC | 93,700 | 0.0411 |
| 12 | 2021-03-03 | ARKG | Buy | ADPT | 00650F109 | ADAPTIVE BIOTECHNOLOGIES CORP | 244,014 | 0.1219 |
| 13 | 2021-03-03 | ARKG | Sell | GOOGL | 02079K305 | ALPHABET INC | 10,400 | 0.2056 |
| 14 | 2021-03-03 | ARKG | Sell | BMY | 110122108 | BRISTOL-MYERS SQUIBB CO | 198,865 | 0.1171 |
| 15 | 2021-03-03 | ARKG | Sell | RHHBY | 771195104 | ROCHE HOLDING AG | 515,538 | 0.2047 |
| 16 | 2021-03-03 | ARKG | Sell | PSTI | 72940R300 | PLURISTEM THERAPEUTICS INC | 120 | 0.0000 |
| 17 | 2021-03-03 | ARKK | Buy | TDOC | 87918A105 | TELADOC HEALTH INC | 226,209 | 0.2047 |
| 18 | 2021-03-03 | ARKK | Buy | FATE | 31189P102 | FATE THERAPEUTICS INC | 148,508 | 0.0577 |
| 19 | 2021-03-03 | ARKK | Buy | EXAS | 30063P105 | EXACT SCIENCES CORP | 62,847 | 0.0362 |
| 20 | 2021-03-03 | ARKK | Buy | BLI | 084310101 | BERKELEY LIGHTS INC | 305,000 | 0.0795 |
| 21 | 2021-03-03 | ARKK | Buy | U | 91332U101 | UNITY SOFTWARE INC | 142,314 | 0.0627 |
| 22 | 2021-03-03 | ARKK | Buy | ZM | 98980L101 | ZOOM VIDEO COMMUNICATIONS INC | 134,399 | 0.2091 |
| 23 | 2021-03-03 | ARKK | Buy | BEAM | 07373V105 | BEAM THERAPEUTICS INC | 327,030 | 0.1233 |
| 24 | 2021-03-03 | ARKK | Buy | PLTR | 69608A108 | PALANTIR TECHNOLOGIES INC | 1,988,500 | 0.2099 |
| 25 | 2021-03-03 | ARKK | Sell | TSM | 874039100 | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | 532,806 | 0.2872 |
| 26 | 2021-03-03 | ARKK | Sell | TCEHY | 88032Q109 | TENCENT HOLDINGS LTD | 273,293 | 0.1073 |
| 27 | 2021-03-03 | ARKK | Sell | NTDOY | 654445303 | NINTENDO CO LTD | 59,162 | 0.0188 |
| 28 | 2021-03-03 | ARKK | Sell | ICE | 45866F104 | INTERCONTINENTAL EXCHANGE INC | 97,749 | 0.0477 |
| 29 | 2021-03-03 | ARKK | Sell | BIDU | 056752108 | BAIDU INC | 267,378 | 0.3393 |
| 30 | 2021-03-03 | ARKK | Sell | BEKE | 482497104 | KE HOLDINGS INC | 8,847 | 0.0024 |
| 31 | 2021-03-03 | ARKQ | Buy | EXPC | 30217C109 | EXPERIENCE INVESTMENT CORP | 84,800 | 0.0339 |
| 32 | 2021-03-03 | ARKQ | Buy | ESLT | M3760D101 | ELBIT SYSTEMS LTD | 2,740 | 0.0103 |
| 33 | 2021-03-03 | ARKQ | Buy | AONE | G7000X105 | ONE | 554,800 | 0.1957 |
| 34 | 2021-03-03 | ARKQ | Sell | DE | 244199105 | DEERE & CO | 31,474 | 0.3083 |
| 35 | 2021-03-03 | ARKQ | Sell | FLIR | 302445101 | FLIR SYSTEMS INC | 160,593 | 0.2446 |
| 36 | 2021-03-03 | ARKW | Buy | TSLA | 88160R101 | TESLA INC | 23,320 | 0.1986 |
| 37 | 2021-03-03 | ARKW | Sell | NVDA | 67066G104 | NVIDIA CORP | 85,856 | 0.5689 |
| 38 | 2021-03-03 | ARKW | Sell | API | 00851L103 | AGORA INC | 113,066 | 0.0900 |