| Date | Fund | Direction | Ticker | CUSIP | Company | Shares | % of ETF | |
|---|---|---|---|---|---|---|---|---|
| 1 | 2021-07-23 | ARKG | Buy | QSI | 74765K105 | QUANTUM-SI INC | 294,054 | 0.0401 |
| 2 | 2021-07-23 | ARKG | Buy | ACCD | 00437E102 | ACCOLADE INC | 30,734 | 0.0169 |
| 3 | 2021-07-23 | ARKG | Buy | VERV | 92539P101 | VERVE THERAPEUTICS INC | 88,576 | 0.0512 |
| 4 | 2021-07-23 | ARKG | Buy | SGFY | 82671G100 | SIGNIFY HEALTH INC | 198,270 | 0.0630 |
| 5 | 2021-07-23 | ARKG | Buy | RPTX | 760273102 | REPARE THERAPEUTICS INC | 107,914 | 0.0403 |
| 6 | 2021-07-23 | ARKG | Buy | IONS | 462222100 | IONIS PHARMACEUTICALS INC | 58,244 | 0.0247 |
| 7 | 2021-07-23 | ARKG | Sell | RHHBY | 771195104 | ROCHE HOLDING AG | 32,324 | 0.0171 |
| 8 | 2021-07-23 | ARKG | Sell | ABBV | 00287Y109 | ABBVIE INC | 7,400 | 0.0099 |
| 9 | 2021-07-23 | ARKG | Sell | NVS | 66987V109 | NOVARTIS AG | 242,578 | 0.2505 |
| 10 | 2021-07-23 | ARKG | Sell | CSTL | 14843C105 | CASTLE BIOSCIENCES INC | 28,497 | 0.0220 |
| 11 | 2021-07-23 | ARKG | Sell | CLLS | 15117K103 | CELLECTIS SA | 7,194 | 0.0011 |
| 12 | 2021-07-23 | ARKG | Sell | CDNA | 14167L103 | CAREDX INC | 53,452 | 0.0512 |
| 13 | 2021-07-23 | ARKG | Sell | BMY | 110122108 | BRISTOL-MYERS SQUIBB CO | 63,100 | 0.0487 |
| 14 | 2021-07-23 | ARKK | Buy | U | 91332U101 | UNITY SOFTWARE INC | 23,749 | 0.0106 |
| 15 | 2021-07-23 | ARKK | Buy | TWTR | 90184L102 | TWITTER INC | 982,205 | 0.2983 |
| 16 | 2021-07-23 | ARKK | Buy | PATH | 90364P105 | UIPATH INC | 80,566 | 0.0217 |
| 17 | 2021-07-23 | ARKK | Buy | PACB | 69404D108 | PACIFIC BIOSCIENCES OF CALIFORNIA INC | 265,173 | 0.0345 |
| 18 | 2021-07-23 | ARKK | Buy | FATE | 31189P102 | FATE THERAPEUTICS INC | 74,121 | 0.0270 |
| 19 | 2021-07-23 | ARKK | Sell | PSTG | 74624M102 | PURE STORAGE INC | 350 | 0.0000 |
| 20 | 2021-07-23 | ARKK | Sell | ROKU | 77543R102 | ROKU INC | 59,042 | 0.1180 |
| 21 | 2021-07-23 | ARKK | Sell | TCEHY | 88032Q109 | TENCENT HOLDINGS LTD | 134 | 0.0000 |
| 22 | 2021-07-23 | ARKK | Sell | TWST | 90184D100 | TWIST BIOSCIENCE CORP | 5,672 | 0.0029 |
| 23 | 2021-07-23 | ARKK | Sell | DOCU | 256163106 | DOCUSIGN INC | 39,242 | 0.0519 |
| 24 | 2021-07-23 | ARKK | Sell | TXG | 88025U109 | 10X GENOMICS INC | 19,665 | 0.0155 |
| 25 | 2021-07-23 | ARKK | Sell | BEKE | 482497104 | KE HOLDINGS INC | 2,033,197 | 0.2549 |
| 26 | 2021-07-23 | ARKQ | Buy | BLDE | 092667104 | BLADE AIR MOBILITY INC | 201,989 | 0.0573 |
| 27 | 2021-07-23 | ARKQ | Sell | BYDDY | 05606L100 | BYD CO LTD | 13,384 | 0.0270 |
| 28 | 2021-07-23 | ARKQ | Sell | NXPI | N6596X109 | NXP SEMICONDUCTORS NV | 7,083 | 0.0487 |
| 29 | 2021-07-23 | ARKQ | Sell | RAVN | 754212108 | RAVEN INDUSTRIES INC | 900 | 0.0019 |
| 30 | 2021-07-23 | ARKW | Buy | DKNG | 26142R104 | DRAFTKINGS INC | 122,828 | 0.1041 |
| 31 | 2021-07-23 | ARKW | Buy | KVSB | 482505104 | KHOSLA VENTURES ACQUISITION CO II | 89,500 | 0.0161 |
| 32 | 2021-07-23 | ARKW | Sell | NTDOY | 654445303 | NINTENDO CO LTD | 92,530 | 0.1082 |
| 33 | 2021-07-23 | ARKW | Sell | OPEN | 683712103 | OPENDOOR TECHNOLOGIES INC | 1,500 | 0.0004 |