| Date | Fund | Direction | Ticker | CUSIP | Company | Shares | % of ETF | |
|---|---|---|---|---|---|---|---|---|
| 1 | 2021-05-14 | ARKF | Buy | PATH | 90364P105 | UIPATH INC | 48,037 | 0.0976 |
| 2 | 2021-05-14 | ARKF | Buy | TWLO | 90138F102 | TWILIO INC | 12,138 | 0.1034 |
| 3 | 2021-05-14 | ARKF | Sell | 9923HK | G9835C108 | YEAHKA LTD | 517,200 | 0.0957 |
| 4 | 2021-05-14 | ARKF | Sell | MKTX | 57060D108 | MARKETAXESS HOLDINGS INC | 1,100 | 0.0146 |
| 5 | 2021-05-14 | ARKF | Sell | NVDA | 67066G104 | NVIDIA CORP | 500 | 0.0083 |
| 6 | 2021-05-14 | ARKG | Buy | MASS | 65443P102 | 908 DEVICES INC | 27,838 | 0.0129 |
| 7 | 2021-05-14 | ARKG | Buy | RPTX | 760273102 | REPARE THERAPEUTICS INC | 2,713 | 0.0011 |
| 8 | 2021-05-14 | ARKG | Buy | RXRX | 75629V104 | RECURSION PHARMACEUTICALS INC | 69,020 | 0.0187 |
| 9 | 2021-05-14 | ARKG | Buy | SGFY | 82671G100 | SIGNIFY HEALTH INC | 202,015 | 0.0680 |
| 10 | 2021-05-14 | ARKG | Buy | IONS | 462222100 | IONIS PHARMACEUTICALS INC | 159,649 | 0.0787 |
| 11 | 2021-05-14 | ARKG | Buy | EXAS | 30063P105 | EXACT SCIENCES CORP | 18,300 | 0.0229 |
| 12 | 2021-05-14 | ARKG | Buy | CMIIU | 125842203 | CM LIFE SCIENCES II INC | 2,179 | 0.0003 |
| 13 | 2021-05-14 | ARKG | Buy | CDXS | 192005106 | CODEXIS INC | 27,900 | 0.0065 |
| 14 | 2021-05-14 | ARKG | Buy | BLI | 084310101 | BERKELEY LIGHTS INC | 75,937 | 0.0357 |
| 15 | 2021-05-14 | ARKG | Buy | ACCD | 00437E102 | ACCOLADE INC | 1,415 | 0.0007 |
| 16 | 2021-05-14 | ARKG | Buy | SURF | 86877M209 | SURFACE ONCOLOGY INC | 1,302 | 0.0001 |
| 17 | 2021-05-14 | ARKG | Sell | VRTX | 92532F100 | VERTEX PHARMACEUTICALS INC | 2,077 | 0.0058 |
| 18 | 2021-05-14 | ARKG | Sell | TMO | 883556102 | THERMO FISHER SCIENTIFIC INC | 2,800 | 0.0166 |
| 19 | 2021-05-14 | ARKG | Sell | SYRS | 87184Q107 | SYROS PHARMACEUTICALS INC | 204,414 | 0.0141 |
| 20 | 2021-05-14 | ARKG | Sell | SRPT | 803607100 | SAREPTA THERAPEUTICS INC | 179,845 | 0.1730 |
| 21 | 2021-05-14 | ARKG | Sell | RHHBY | 771195104 | ROCHE HOLDING AG | 103,334 | 0.0562 |
| 22 | 2021-05-14 | ARKG | Sell | PSTI | 72940R300 | PLURISTEM THERAPEUTICS INC | 37,570 | 0.0018 |
| 23 | 2021-05-14 | ARKG | Sell | PHR | 71944F106 | PHREESIA INC | 6,500 | 0.0038 |
| 24 | 2021-05-14 | ARKK | Buy | ZM | 98980L101 | ZOOM VIDEO COMMUNICATIONS INC | 6,432 | 0.0096 |
| 25 | 2021-05-14 | ARKK | Buy | U | 91332U101 | UNITY SOFTWARE INC | 22,735 | 0.0096 |
| 26 | 2021-05-14 | ARKK | Buy | TSP | 90089L108 | TUSIMPLE HOLDINGS INC | 75,990 | 0.0140 |
| 27 | 2021-05-14 | ARKK | Buy | PLTR | 69608A108 | PALANTIR TECHNOLOGIES INC | 71,866 | 0.0073 |
| 28 | 2021-05-14 | ARKK | Buy | PACB | 69404D108 | PACIFIC BIOSCIENCES OF CALIFORNIA INC | 25,469 | 0.0030 |
| 29 | 2021-05-14 | ARKK | Buy | CRSP | H17182108 | CRISPR THERAPEUTICS AG | 20,000 | 0.0109 |
| 30 | 2021-05-14 | ARKK | Buy | COIN | 19260Q107 | COINBASE GLOBAL INC | 80,412 | 0.1067 |
| 31 | 2021-05-14 | ARKK | Sell | BIDU | 056752108 | BAIDU INC | 19,000 | 0.0180 |
| 32 | 2021-05-14 | ARKK | Sell | ONVO | 68620A203 | ORGANOVO HOLDINGS INC | 11,890 | 0.0004 |
| 33 | 2021-05-14 | ARKK | Sell | TREE | 52603B107 | LENDINGTREE INC | 102,911 | 0.0965 |
| 34 | 2021-05-14 | ARKK | Sell | SNPS | 871607107 | SYNOPSYS INC | 29,680 | 0.0354 |
| 35 | 2021-05-14 | ARKK | Sell | REGN | 75886F107 | REGENERON PHARMACEUTICALS INC | 1,121 | 0.0030 |
| 36 | 2021-05-14 | ARKK | Sell | HUYA | 44852D108 | HUYA INC | 502,100 | 0.0402 |
| 37 | 2021-05-14 | ARKK | Sell | PCAR | 693718108 | PACCAR INC | 4,300 | 0.0021 |
| 38 | 2021-05-14 | ARKW | Buy | DIS | 254687106 | WALT DISNEY CO/THE | 150,556 | 0.4893 |
| 39 | 2021-05-14 | ARKW | Sell | TCEHY | 88032Q109 | TENCENT HOLDINGS LTD | 135,332 | 0.1974 |
| 40 | 2021-05-14 | ARKW | Sell | NFLX | 64110L106 | NETFLIX INC | 26,621 | 0.2495 |
| 41 | 2021-05-14 | ARKW | Sell | FSLY | 31188V100 | FASTLY INC | 2,400 | 0.0019 |
| 42 | 2021-05-14 | ARKW | Sell | CRWD | 22788C105 | CROWDSTRIKE HOLDINGS INC | 420 | 0.0015 |
| 43 | 2021-05-14 | ARKW | Sell | API | 00851L103 | AGORA INC | 283,508 | 0.2030 |
| 44 | 2021-05-14 | ARKX | Buy | IRDM | 46269C102 | IRIDIUM COMMUNICATIONS INC | 8,518 | 0.0508 |
| 45 | 2021-05-14 | ARKX | Buy | KTOS | 50077B207 | KRATOS DEFENSE & SECURITY SOLUTIONS INC | 26,211 | 0.1038 |
| 46 | 2021-05-14 | ARKX | Sell | SPCE | 92766K106 | VIRGIN GALACTIC HOLDINGS INC | 6,000 | 0.0156 |
| 47 | 2021-05-14 | ARKX | Sell | WKHS | 98138J206 | WORKHORSE GROUP INC | 136,395 | 0.1686 |